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CORKS DO NOT BREATHE -- PART II

The Adventures of Mr. Cork, Part 1: No Air Allowed: "Corks never inhale, and they exhale only once (right after bottling)."

America (Country Appellation)

Corks Do NOT Breathe - Part 2

by Richard Grant Peterson, PhD
October 13, 2008

Editor's Note: We received many great questions in response to guest columnist Richard Peterson's first plea to wine writers and cork promoters, asking them to cease telling people that wine corks “breathe” (Please Stop Telling People That Corks ‘Breathe’ 02/10/08). In this follow-up piece, Dr. Peterson hopes to answer those questions and give you the full scoop on how corks interact with wine in the bottle.

Cork Class is now in session. Read on…


DropCap Development of beautiful “Bottle Bouquet” is a primary goal of long term wine cellaring. It’s well established that bottle bouquet requires the absence of oxygen to develop. Wine would die early and fail to age properly in bottle (being unable to develop bottle bouquet) if corks were to breathe air, so it’s a good thing they don’t. Although sound wine corks don’t breathe, I admit they have a confusing way of showing it. Just imagine: corks never inhale, and they exhale only once (right after bottling). The exhale is slow, lasts a few weeks and is only a partial one. To understand this, look at the cork structure.

Corks are cut from the thick, non-living bark of cork oak trees, Quercus Suber, which grow naturally on land around the Mediterranean Sea. The bark of cork differs from that of other cork-stack-225.jpgtrees in that most tree bark contains fibers running lengthwise like the wires in a cable. Cork bark does not. Rather, cork bark is made up completely of myriads of tiny cells, each imprisoning within its walls a microscopic bit of air. Those bits of air are natural, having been imprisoned there as the bark cells grew on the tree. There are about 200 million minute cells in a one inch cube of natural cork, the cells averaging 1/1000 inch in diameter. Each cell is separated from its neighbors by a thin, thread-like but extremely strong membrane of resinous materials which binds the cork cells together. Just over 50 percent of the volume of a piece of cork is this captive air within the tiny cells.

Remarkably, each cork cell is tetrakaidecahedral (14 sided). The math majors among us realize that it takes 14 sided bodies to exactly fill a space with uniform bodies of minimal surface dimensions and without interstices. The cells snug together perfectly to fill the whole space without leaving any voids at all. A piece of cork is completely cellular with no “empty” spaces between the cells. This seems to me a major reason why corks don’t transmit air: the path through a cork is just too tortuous for significant numbers of gas molecules to work their way through, even if pressure is applied to one end of the cork.

Champagne Proof Positive

Champagne people have known since Dom Perignon that carbon dioxide gas doesn’t escape from a bottle of bubbly during many years’ storage even though the pressure inside a bottle of Champagne or Sparkling Wine is as much as 5 atmospheres (75 psi.) If CO2 gas can’t get through a cork and out of a bottle with 75 psi of pressure pushing on it, how could O2 get into a bottle with only a few ounces of outside pressure pushing it? CO2 molecules are physically larger than O2 molecules - but only a little larger, and that factor doesn’t explain it. If cork contained longitudinal gaps, voids or fibers, the escape route for gases would be easier. But that only happens with damaged corks (read: cheap) which might contain cracks. Since cracks in corks are usually obvious, proper inspection and grading eliminates defective corks prior to their shipment to a winery.

Several Other Properties Of Cork Need To Be Kept In Mind

With a specific gravity of only .25, cork is one of the lightest of all solid substances.

***

The Cork Institute reported (1941) that a 1” cube of cork had been compressed at 14,000 psi without breaking. After release of the pressure, the cube returned to 90 percent of its original 1” height and showed no appreciable change in its other dimensions. Some of the cellular “cork air” escaped during compression but most remained trapped and compressed within the cork’s cells, even at this extreme pressure. This helps us understand the myth of corks breathing.

***

Cork does not harden or deteriorate under ordinary pressures. This partially explains its facility for use as stoppers and flooring materials.

***

Cork is not absolutely impervious to moisture penetration, but its cellular structure gives it high resistance to penetration by water and wine. I have noticed many wine corks that were “wine stained” less than one inch of their length after residing in a bottle of wine for twenty years. Wine corks are mostly 1 ¾ inches long, but sometimes as long as 2 ¼ inches, which provides a sufficient length of sound cork to preserve a solid seal over time.

***

Cork’s coefficient of friction is much greater than that of rubber or leather, because the exposed surface cells act like tiny suction cups. Because of this, it is necessary to lubricate the outsides of new wine corks with paraffin and/or silicone prior to use. We’d never get them out of a bottle otherwise.

***

Next to vacuum, a “dead” air space minutely divided is one of the most efficient nonconductors of heat. Cork cells, since they contain air, also tend to absorb impact or vibration which helps keep the corks well seated in wine bottles during shipping.

Let’s suppose a newly bottled wine contains a trace of air or oxygen (O2). Fortunately, wine contains a few parts per million (ppm) of SO2, which protects wine from oxidation by the O2. The SO2 and O2 destroy each other as the two react whenever they make contact. The basic-cork-125.jpgchemical reaction between them in wine is complex but this simplification doesn’t change the gist of the story. Winemakers have long noticed that the free SO2 content of newly bottled table wine diminishes by 5 or 6 ppm within the first month after bottling, then by only 1 ppm or less in the months after that. The accepted explanation is that this initial loss of SO2 is due to the pickup of O2 by the wine as it passes through pumps and hoses while moving from the bottling tank through the bottling operation. The SO2 is lost from the wine by reacting with, and removing, any O2 that gets in.

What if the wine was oxygen-free at the time of bottling? There should be no loss of SO2 since there was no O2 to remove. At Beaulieu Vineyard, I ran into a stone wall that was hard to believe at first: wine lost this SO2 following bottling even when we carefully excluded air from pumps, hoses and equipment. That is, virtually no air had entered the wine prior to bottling, yet we still had that same loss of SO2 in the first month after bottling. Somehow oxygen was entering the wine in the first weeks after bottling to the extent that 5-6 ppm of SO2 was used up in getting rid of that O2. Where the !@&# did that O2 come from?

Another mystery: many wines containing traces of H2S (“rotten egg” smell) tend to lose the H2S immediately after bottling with corks but not with screw caps. Obviously, O2 enters the bottle and oxidizes the H2S, getting rid of it. But where did the O2 come from? How could O2 enter the bottle with a cork closure and not the screw cap? Some made the obvious guess that the cork must be “breathing,” especially since that made a glamorous story, mysterious and almost apocalyptic. Just the thing to elevate the mystical attraction of wine and (ahem) sell lots more cases of it.

Unpublished experiments in 1958 showed that we were unable to force O2 through a 1¾ inch cork, even at high pressure levels. We were left with a question: since corks weren’t porous to O2, how could small amounts of O2 cork-nose-200.jpgshow up in the wine immediately after bottling? The answer was suggested by early literature, though none of us recognized it at the time.

Remember that corks are made up of miniscule cells each of which contains a tiny bit of air. At bottling, corks are compressed by the corker jaws for a fraction of a second to make the corks small enough for a plunger to punch them into the bottle. This squeezing raises the air pressure inside those tiny cork cells to 3 – 4 atmospheres. That’s enough to force microscopic bits of air out of the cork cells closest to the ends of the cork. It “exhales” slowly from the cork ends over a few weeks of time – faster at first, but slowing steadily to zero after some weeks as the pressure equalizes.

Professor Jean Ribereau-Gayon reported back in 1933 that 0.1 to 0.38 mls of O2 diffused out of the inner end of a cork into the wine bottle in the first three weeks after bottling, but less than 0.07 mls over the next four months. How could that dissipating rate be explained? It would make no sense to believe that corks “breathe” air at a high rate for 21 days, and then slowly taper off and stop. That sounds to me more like a dying gasp than breathing. Clearly, the initial air has come out of the compressed cork cells near the inside end of the cork and not “through” the cork. As this compressed air escapes (from both ends of the cork) the pressure inside the cork cells diminishes, returning to near normal in two, three or four weeks. It probably tails off to extremely low levels for a few months more before stopping entirely, but that wasn’t measured.

Ribereau-Gayon’s suggestion that oxygen diffuses out of corks into wine due to the high pressure in cork cells immediately after bottling was correct, but no one seemed to take notice immediately. He was a superb scientist and we should have kept that information in the front of our minds; somehow, nobody did. I visited him in Bordeaux three decades later and, unfortunately, I think we discussed everything except compressed corks.

Why Don’t You Chill Out – Corks Do

The subject of cork closures regained importance in recent years, and Caloghiris (1997) suggested that air contained within the cork cells might account for cork’s oxidative capacities. That is true, and it is easy to calculate. He reported that only a negligible volume of atmospheric O2 enters the bottle along the boundary between the edge of the cork and the glass. That is certainly true in the first few years after
mrCork-relaxes-380.jpg
The Adventures of Mr.Cork, Part 2: The Vacation. “Over longtime storage…corks “relax” in the bottle.”
bottling. But over longtime storage, especially with rising and falling temperatures in a wine cellar, corks “relax” in the bottle and it appears that most of the air leakage into a bottle after many years storage is along the edge of the cork, between the cork and the glass.

Waters, et al (2001) reported that the main route for O2 entry into wine bottles (ignoring the first short time period after bottling) is along this cork-glass interface. I have seen that very thing many times as older bottles show increasingly more wine stain all along the cork to the point that liquid wine droplets finally appear outside the (unopened) cork, causing corrosion under the capsule. When those corks are pulled, the cork is stained along the complete outside of the cork showing that wine has indeed seeped between the cork and the glass wall. When cut with a razor blade, these same corks were clean and unstained inside at the cut cork surface, so we know the wine did not seep through the cork but only along the outside edge next to the glass.

We also notice that corks that were “unmovable” a year or two after bottling become easier to push a few millimeters into the bottle (by thumb pressure) after the cork has gotten considerable stain along its sides. The explanation, widely recognized, is that a daily, monthly or yearly rise and fall of temperature in the cellar of even a few degrees can cause a slight movement of the cork both in and out due to pressure changes as the wine bottle storage temperature fluctuates.

Cork movement is imperceptible at first but it becomes more obvious with time. The wine in a warmer bottle expands, causing an increase in pressure inside the bottle and miniscule movement of the cork outwards. As the bottle cools the liquid contracts, and this reduces pressure in the bottle, sucking the cork back inwards ever so slightly. Each time the cork is moved a bit by these pressure changes, a tiny amount of wine moves out along the glass/cork interface. After a few years of this, the staining along the edge of the cork is extensive and the slight wine seepage between cork and glass acts as a lubricant to allow even easier cork movement. The home remedy for this is to make sure your wine cellar holds an absolutely constant temperature of storage. That isn’t easy to do in most houses and, probably, none of us has done that yet.

Reasons to Re-cork Wine

The major problem wine collectors live with is that corks lose their ability to continue pushing against the glass over time. I’ve heard wine people in France say that the cork seems to “die” after several years in a bottle. They mean the cork’s ability to continue pushing outwards against the glass relaxes over time until the seal isn’t good enough
 mrCork-dam-300.jpg
The Adventures of Mr. Cork, Part 3: Dam Strong: ”Cork is not absolutely impervious to moisture penetration, but its cellular structure gives it high resistance to penetration by water and wine”.
to protect the wine any longer. To preserve their finest wines as long as possible, first-growth wineries in France and elsewhere “re-cork” fine wines about every twenty to twenty-five years. This removes the old cork and immediately replaces it with a new cork. Andre Tchelistcheff brought this practice to California and I remember doing it at Beaulieu Vineyard in 1968 to preserve his best wines of the 1940s and 50s. I did it again for my older Beaulieu wines in 1990, as they were truly irreplaceable wines.

Beaulieu was one of only three or four American wineries of world class in the late 1960s and early 70s and we were routinely visited by winemakers and owners of first-growth wineries of Bordeaux in those years. Today, of course, there are many wineries of that quality level in California but that wasn’t true back then. I believe all of today’s quality wineries should adhere to that type of “re-corking” regime. Also, in view of what we now know about cork exhalation at bottling time, I think they might be wise to add 15 or 20 ppm of SO2 to each bottle at the re-corking session.

I still believe that sound corks are the preferred closure for fine wines. The TCA problem is diminishing as cork suppliers continue to improve their production methods. My hat is off to them for doing so. Modern screw caps may be OK, provided the liner seals well and continues to keep the air completely out for a long enough time. Screw caps didn’t do that thirty years ago and screw capped wines were never bottle-aged back then.
 cork-60x100.jpg I hope this answers most of the questions engendered by the first article. Corks are one of the more interesting and unique products of nature. What else doesn’t breathe but can exhale without inhaling? Come to think of it, I guess any of us would exhale a little air if squeezed hard enough. Space limits me from adding a full Bibliography but I’d be happy to send that to readers who want to study it. Contact me at APPELLATION AMERICA or www.richardgrantwine.com

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Reader Feedback

Reader Comments... [16]

[1]
Robert Rex , winemaker
Deerfield Ranch Winery, Kenwood, CA
So, now we learn that corks do breath but just at first and not after a long while. I can go along with this explanation. If you examine the most recent permeability studies you will find, according to the graphs, that all closures allow some oxygen uptake. Whether it is from the time it takes for the closure to completely seal or that fact that there is more head space under the screw cap than the cork, or other mechanical difference, all closures release some air/O2 into the wine.

I don't find the reduction in SO2 such a mystery or hard to understand. The chemistry is relatively simple. SO2 is an unstable molecule. The stable form is SO3. SO2 is an oxygen scavenger. It takes up oxygen, changing from SO2 to SO3, thereby keeping the wine from oxidizing and also reducing measurable SO2. If we are careful and know how much dissolved oxygen our bottled wine has in it (easy enough to measure) we can add just enough SO2 to use up most of the O2 and not only leave the wine protected but not poison our customers with too much SO2. If the wine is clean and stable it will last a long time with very low or no SO2. SO2 is not a preservative at any rate.


[2]
Paul Koehler , Assistant Winemaker
Green Bay, WI
Please tell me that I'm not the only one who understands the difference between Micro-Ox and Oxidization! More over the difference between aeration and the ever so slow influx of dissolved oxygenation into wine through the cork.

A cork is porous, absorbs moisture (ex. bottom of the cork in contact with wine swells) absorbs gasses, and can fail if allowed to dry out and shrink (your described instance of aeration and oxidization is an example of cork failure not success)!

For most wines – i.e. those lacking tannins and other antioxidant polyphenols – Micro-ox does nothing but deteriorate the antioxidant qualities of the limited S02 added, eventually leading to oxidized wine. However, for tannin and polyphenol rich wine (any age worthy wine in general) slow diffusion of oxygen in parts million over time helps to polymerize tannins. This happens at a faster rate when available SO2 levels decline.

On a recent visit to a winery in Michigan I spoke with the owner/vintner of some 30+ years. He was using a micro-ox system on some of his wines. He describes the process just as I have described. Duplicating what happens in a barrel which is exponentially faster than what we later see in a cork sealed bottle due to the difference in the surface to volume ratios of the wood sealing both vessels; the whole barrel is wood (greater O2 diffusion) and just the cork wood in the bottle (lesser O2 diffusion).

It is obvious that over time the development of ullage or headspace in both barrels and bottles proves that there is movement of at the very least liquid across the membranes of the so called "hermetically" sealed vessels. If liquid is moving through these membranes certainly gas is moving as well!

You need to accept that there is movement across the wood/cork barriers and then decide what is happening to the wine because of it. Certainly that last 1976 Chateau Montrose I had from my father's cellar last spring was not oxidized! I felt it still had significant cellar life to it! However the ullage was obvious vs. the 1996 Chateau Montrose we had side by side with the 1976! What replaced the liquid in the 1976 Montrose? Was it a vacuum? If so what effect would negative pressure have on your studies regarding the transmission (breathing) of O2 across the cork barrier? Did your study of decades ago take this into consideration!!!


[3]
Phillip Hart , owner/winemaker
AmByth Estate, Templeton, CA
A tremendously interesting article (I read the previous one also), but there seems to be something missing. I can't put my finger on it but I feel there's a lot more going on with this wondrous beverage than meets mine or the Dr.'s eye. One thing is for sure "Absolutes" have a tendency to become a little "Porous" with time.


[4]
Tanya
Sprucewood Shores Estate Winery, Harrow, ON, Canada
Why would we age our wine in barrels if not for the micro oxygenation that occurs with oak versus stainless steel? If you say that the best way to age a wine is in an anaerobic state, then why expose any oxygen at all to it with barrels/micro oxygenation?


[5]
Steve Felten , GM/Winemaker
Norman Vineyards, Paso Robles, CA
Peterson's latest diatribe is no more convincing than before, and the repeated use of the terms "absolute" (truth or untruth) and "idiot" still does nothing to strengthen his argument.


[6]
Keith Pritchard , owner
Slate Run Vineyard, Canal Winchester, OH
Sure, a champagne cork holds the pressure. But why does a wine that is freshly corked (without vacuum) in the bottle have the pressure equalize over a few days? Many plastic corks won't equalize and will push out. They supposedly don't have as airtight a seal between the cork and bottle. An oxygen molecule is smaller than a CO2 molecule and much less molecular weight. I also don't buy the interstices between the cork cells being so tight as to be impassable over time. We're talking a natural material here, not stainless steel. I still don't buy it, and much of Dr. Peterson’s quoted research is quite old and done with less advanced equipment that couldn't measure accurately. I agree much may have to do with the seal between the cork and the bottle, but I would think there is more to it than that.


[7]
Keith Pritchard , owner
Slate Run Vineyard, Canal Winchester, OH
On further thought I would like to suggest maybe a cork is like a depth filter (with a nominal and absolute rating). It’s tight enough to stop most oxygen molecules, but not all of them; but is tight enough to stop all CO2 molecules, which are just slightly larger. Just as a filter may be tight enough to block all yeast, but not tight enough to stop all bacteria, but will filter out most of them.


[8]
Suzanne Groth , PR
Groth Vineyards & Winery, Oakville, CA
Ok Dick,
So what is your recommendation for closure? Are you arguing for Noma or Stelvin? Or do you still think that cork is a viable closure?


[9]
Jeff Del Nin , Winemaker
BC
The AWRI did a study where they sealed wine in an ampoule. Such an ampoule is an absolute guarantee of zero oxygen transfer to the wine. I believe they also de-gassed the wine prior to filling so that it contained negligible oxygen. Many months later, they opened it and found SO2 had dropped significantly. The SO2 was only slightly higher than what was present with a tin-lined screw cap. This showed conclusively that there is some process that consumes SO2 in the absence of oxygen.


[10]
Dr. Richard Grant Peterson
Richard Grant Wines, Napa, CA
RE: [comment #2]…What replaced the liquid in the 1976 Montrose? Was it a vaccum?

Absolutely not. The liquid leaked out along the interface between the outside edge of the cork and the inside of the glass bottle. It happened after the cork got older because of the minuscule movement of the cork in and out just enough to allow wine to seep out and air to dissolve in the liquid and be sucked back in. A number of years ago we were worried about the use of lead capsules on wine bottles to dress up the bottle by covering the cork. We wondered whether it could be possible to contaminate the wine with a lead capsule outside the bottle. It was checked and, sure enough, a trace of lead actually got into wine (though the cork was unopened) over long storage.

There was corrosion under the lead capsule as a bit of lead dissolved in the tiny bit of wine that seeped out between the cork and the glass. When the cellar temperature dropped a degree or two the reduced pressure inside the bottle sucked the wine back in bringing traces of lead with it. That's the way your bottle got its ullage and it was certainly oxidized somewhat and had lost some bottle bouquet because of that. Bottles with significant ullage are never as well preserved as bottles of the same wine without ullage. Unfortunately all corks aren't identical. When I see a bottle in the cellar getting more than normal ullage, I use it up shortly after that because it is often still OK, though it wouldn't have lasted much longer. That should be normal procedure for any wine cellar, I believe.

I hope this helps.
~ Richard Grant Peterson

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